THE  FINANCIAL  ADVISORY  GROUP

C L I E N T    Q U A L I F I C A T I O N S    A N D    F E E S

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NEW CLIENTS MUST POSSESS ONE OF THE FOLLOWING QUALIFICATIONS:

                   ANNUAL INCOME IN EXCESS OF $125,000

                   NET WORTH OF $1,000,000 OR MORE

                   OWNER OF A SUCCESSFUL BUSINESS

                   AT LEAST $100,000 TO INVEST IN THE NEXT TWELVE MONTHS

                   PLANNING RETIREMENT:  EXPECTING A LUMP SUM DISTRIBUTION

                   REFERRED BY A VALUED CLIENT, CPA, ATTORNEY, OR ENROLLED AGENT

  

DETERMINANTS  OF  MINIMUM  ANNUAL  FEE  (RETAINER):

 

 

 

CHARACTERISTICS  OF  THE  CLIENT

MINIMUM

HOURS

CHARGED

PER YEAR*

 

           INDIVIDUALS/COUPLES

2.0

           SELF-EMPLOYED  INDIVIDUALS

3.0

            SELF-EMPLOYED  INDIVIDUALS--WITH  EMPLOYEES

4.0

           INCORPORATED  INDIVIDUALS--NO  EMPLOYEES

4.0

           CORPORATIONS/PARTNERSHIPS--WITH  EMPLOYEES

5.0

 

*Policy:  Minimum Annual Fee (Anticipated Normal Level) waived for twelve months when a client invests $500,000, or more, through The Financial Advisory Group.  [ Money Market accounts do not count toward the $500,000.]

  

                                                                                                                                                                      FORMS\QUAL&FEE.DOC:  07/01/2000